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Trade compliance
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661	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-18 09:39:37 Trade Reporting And Compliance Engine Business Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
662	IMPLEMENTATION REVIEW AND SUPPORT SYSTEM OF THE INTERNATIONAL PLANT PROTECTION CONVENTION Analysis of survey results on implementation of Add to Reading List Source URL: irss.ippc.int Language: English - Date: 2013-07-31 09:10:59 Phytosanitary certificate Packaging Food and Agriculture Organization Business ISPM 15 Notification system International Plant Protection Convention Regulatory compliance International Traffic in Arms Regulations Technology International trade International relations
663	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 4, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-10 17:15:41 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Security Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial system
664	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-28 10:49:17 Financial regulation Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization ACT NASDAQ U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Economy of the United States Business
665	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-03 10:32:35 Financial system Securities Exchange Act Business Self-regulatory organization U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
666	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 08:56:20 Stock market Economy of the United States Financial markets Alternative Trading Systems Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine ACT Alternative display facility United States securities law Financial economics Investment
667	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-04 11:51:51 Financial system Securities Exchange Act Self-regulatory organization Business U.S. Securities and Exchange Commission Selling away Trade Reporting And Compliance Engine United States securities law Financial regulation Financial Industry Regulatory Authority
668	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]January 12, 2010 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-13 14:06:04 Business Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Trade Reporting And Compliance Engine Selling away United States securities law Economy of the United States Financial regulation
669	Microsoft Word - SR-FINRA[removed]w out sig block.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-07 09:28:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities research Selling away Trade Reporting And Compliance Engine United States securities law Financial economics Financial system
670	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 22, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-27 10:04:06 Financial regulation Financial Industry Regulatory Authority Financial economics Securities Exchange Act Alternative display facility ACT U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Self-regulatory organizations Economy of the United States